(i) the voting rights of any relevant securities under any option or (b) Agreements, arrangements or understandings relating to options or derivatives D etails of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to : If there are no such agreements, arrangements or understandings, state “ none ” Irrevocable commitments and letters of intent should not be included. (a) Indemnity and other dealing arrangements D etails of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: (d) Other dealings (including subscribing for new securities) Class of relevant security (ii) Exercis e Class of relevant security Number of s ecurities to which option relates Writing, purchasing, selling, varying etc. (i) Writing, selling, purchasing or varying Class of relevant security (c) Stock-settled derivative transactions (including o ptions ) opening /closing a long / short position, increasing/reducing a long / short position (b) Cash-settled derivative transactions Class of relevant securityĮ.g. (a) Purchases and sales Class of relevant security The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (b ) Rights to subscribe for new securities (including directors’ and other employee options) Class of relevant security in relation to which subscription right exists:ĭetails, including nature of the rights concerned and relevant percentages:ģ. (3) Stock-settled derivatives (including options) and agreements to purchase/sell:Īll interests and all short positions should be disclosed.ĭetails of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (1) Relevant securities owned and/or controlled: (a) Interests and short positions in the relevant sec urities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security:
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. POSITIONS OF THE PERSON MAKING THE DISCLOSURE If it is a cash offer or possible cash offer, state “N /A ”Ģ. (f ) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer ? (e) Date position held/dealing undertaken:įor an opening position disclosure, state the la test practicable date prior to the disclosure (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree : Use a separate form for each offeror/offeree (c) Name of offeror/offeree in relation to whose relevant securities this form relates: For a trust, the trustee(s), settlor and beneficiaries must be named. T he naming of nominee or vehicle companies is insufficient. (b) Owner or controller of interests and short positions disclosed, if different from 1(a):
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KEY INFORMATION (a) Full name of discloser :ĬANACCORD GENUITY ASSET MANAGEMENT LIMITED (for Discretionary Clients)
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Rule 8.3 of the Takeover Code (the “Code”)ġ. PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BYĪ PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
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